SEC Network - PDFSEARCH.IO - Document Search Engine

SEC Network
Results: 425

#	Item
111	From the Desk of [Insert Name Here] Virtually every financial institution is using the Internet to communicate and allow customers to conduct transactions online. Customers today expect this convenience, and if done sec Add to Reading List Source URL: www.dhses.ny.gov Language: English - Date: 2014-10-02 10:54:58 Social engineering Spamming Crime Internet Anti-phishing software Malware Password Internet security Identity theft Computer network security Computing Phishing
112	From the Desk of [Insert Name Here] Virtually every financial institution is using the Internet to communicate and allow customers to conduct transactions online. Customers today expect this convenience, and if done sec Add to Reading List Source URL: msisac.cisecurity.org Language: English - Date: 2014-08-26 16:29:55 Security Phishing Social engineering Spamming Cyberwarfare Malware Internet security Anti-phishing software Transaction authentication number Computer network security Computer crimes Crime
113	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; and James X. McCarty Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 11:48:45 Fair Fund United States Securities and Exchange Commission Financial services Institutional investors Mutual fund scandal Financial economics Investment Corporate crime
114	Administrative Proceeding: Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network, Detwiler, Mitchell, Fenton & Graves, Inc., James X. McCarty Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-12 17:49:42 Securities and Exchange Commission Government Corporate crime Fair Fund United States Securities and Exchange Commission
115	Staff Guidance on Current SCI Industry Standards Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 13:14:13 Public safety Information technology management Computer network security Security controls COBIT National Institute of Standards and Technology Information security Regulatory compliance Vulnerability Computer security Data security Security
116	SR-BATS[removed]Exhibit 5 Page 30 of 34 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:59:27 Order Computing Computer networking Internet protocols Hot-potato and cold-potato routing Routing protocol Network architecture Internet Routing
117	SR-BYX[removed]Exhibit 5 Page 31 of 35 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:58:54 Computing Hot-potato and cold-potato routing Network architecture Internet Routing
118	SR-BATS[removed]Exhibit 5 Page 28 of 29 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:30:35 Investment NYSE Arca Financial services Business Dark liquidity Order New York Stock Exchange Finance Electronic communication network Stock market Financial markets Financial economics
119	College Savings Plans Network d /7/7 Mr. Jonathan G. Katz, Secretary US Securities and Exchange Commission 450 51h Street, NW Washington DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-19 15:47:55 College Savings Plans Network 529 plan
120	Staff Guidance on Current SCI Industry Standards Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 13:14:13 Public safety Information technology management Computer network security Security controls COBIT National Institute of Standards and Technology Information security Regulatory compliance Vulnerability Computer security Data security Security

UPDATE